Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.54B
AUM Growth
+$399M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,626
New
Increased
Reduced
Closed

Top Buys

1 +$35.2M
2 +$32.9M
3 +$29.5M
4
NVDA icon
NVIDIA
NVDA
+$22.9M
5
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22M

Top Sells

1 +$34.8M
2 +$33.4M
3 +$19.8M
4
NFLX icon
Netflix
NFLX
+$17.7M
5
TWTR
Twitter, Inc.
TWTR
+$13.5M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15.24%
3 Communication Services 12%
4 Financials 10.18%
5 Industrials 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$1K ﹤0.01%
91
-9,877
1927
$1K ﹤0.01%
+17
1928
$1K ﹤0.01%
+448
1929
$1K ﹤0.01%
426
+217
1930
$1K ﹤0.01%
22
-468
1931
$1K ﹤0.01%
80
-53,961
1932
$1K ﹤0.01%
22
-1,706
1933
$1K ﹤0.01%
+49
1934
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120
-979
1935
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+196
1936
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109
-25
1937
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333
-458
1938
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9
-368
1939
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+27
1940
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+53
1941
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1942
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76
-102
1943
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+96
1944
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71
-657
1945
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32
-3,642
1946
$1K ﹤0.01%
+94
1947
$1K ﹤0.01%
+66
1948
$1K ﹤0.01%
+43
1949
$1K ﹤0.01%
57
-482
1950
$1K ﹤0.01%
+22