Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$13K ﹤0.01%
722
-42
1902
$13K ﹤0.01%
6,850
-44,531
1903
$13K ﹤0.01%
700
-2,664
1904
$13K ﹤0.01%
1,867
-98
1905
$13K ﹤0.01%
6,411
+4,690
1906
$13K ﹤0.01%
+368
1907
$13K ﹤0.01%
310
-298
1908
$13K ﹤0.01%
12,893
-129,316
1909
$13K ﹤0.01%
97
1910
$13K ﹤0.01%
2,288
-2,003
1911
$12K ﹤0.01%
+2,672
1912
$12K ﹤0.01%
712
-127
1913
$12K ﹤0.01%
368
-1,476
1914
$12K ﹤0.01%
+1,290
1915
$12K ﹤0.01%
2,491
-4,346
1916
$12K ﹤0.01%
75
-7,441
1917
$12K ﹤0.01%
+100
1918
$12K ﹤0.01%
+2,177
1919
$12K ﹤0.01%
1,385
+242
1920
$12K ﹤0.01%
+899
1921
$12K ﹤0.01%
1,018
-3,048
1922
$12K ﹤0.01%
+179
1923
$12K ﹤0.01%
+2,309
1924
$12K ﹤0.01%
200
-34,300
1925
$12K ﹤0.01%
+161