Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$12K ﹤0.01%
+160
1902
$12K ﹤0.01%
+160
1903
$12K ﹤0.01%
2,987
+2,971
1904
$12K ﹤0.01%
345
-1,503
1905
$12K ﹤0.01%
+1,233
1906
$12K ﹤0.01%
41
-17,612
1907
$12K ﹤0.01%
2,252
-14,826
1908
$12K ﹤0.01%
+645
1909
$12K ﹤0.01%
+5,642
1910
$12K ﹤0.01%
+252
1911
$12K ﹤0.01%
+320
1912
$11K ﹤0.01%
1,041
-14,067
1913
$11K ﹤0.01%
632
+39
1914
$11K ﹤0.01%
+1,388
1915
$11K ﹤0.01%
359
-64
1916
$11K ﹤0.01%
126
-261
1917
$11K ﹤0.01%
8,014
-5,765
1918
$11K ﹤0.01%
1,374
-477
1919
$11K ﹤0.01%
50
-2,762
1920
$11K ﹤0.01%
+160
1921
$11K ﹤0.01%
92
+15
1922
$11K ﹤0.01%
+606
1923
$11K ﹤0.01%
125
-638
1924
$11K ﹤0.01%
204
+200
1925
$11K ﹤0.01%
3,643
-58,143