Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1901
$2K ﹤0.01%
390
-1,518
1902
$2K ﹤0.01%
590
-3,037
1903
$2K ﹤0.01%
+105
1904
$2K ﹤0.01%
5
-37
1905
$2K ﹤0.01%
+293
1906
$2K ﹤0.01%
76
-1,368
1907
$2K ﹤0.01%
763
-1,656
1908
$2K ﹤0.01%
+208
1909
$2K ﹤0.01%
+72
1910
$2K ﹤0.01%
+744
1911
$2K ﹤0.01%
+110
1912
$2K ﹤0.01%
173
-323
1913
$2K ﹤0.01%
+136
1914
$2K ﹤0.01%
+471
1915
$2K ﹤0.01%
30
-1,829
1916
$2K ﹤0.01%
+40
1917
$2K ﹤0.01%
712
-422
1918
$2K ﹤0.01%
350
-6,762
1919
$2K ﹤0.01%
1,242
+1,161
1920
$2K ﹤0.01%
+172
1921
$2K ﹤0.01%
+1,408
1922
$2K ﹤0.01%
200
-31,562
1923
$2K ﹤0.01%
+4,595
1924
$2K ﹤0.01%
100
-10,547
1925
$2K ﹤0.01%
100
-34,722