Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1876
$64K ﹤0.01%
3,481
1877
$64K ﹤0.01%
2,389
1878
$64K ﹤0.01%
1,791
1879
$64K ﹤0.01%
2,573
+100
1880
$64K ﹤0.01%
5,611
1881
$64K ﹤0.01%
322
1882
$64K ﹤0.01%
8,736
+2,820
1883
$63K ﹤0.01%
854
1884
$63K ﹤0.01%
1,266
1885
$63K ﹤0.01%
796
1886
$63K ﹤0.01%
4,116
1887
$62K ﹤0.01%
474
+326
1888
$62K ﹤0.01%
1,662
-15
1889
$62K ﹤0.01%
258
-1,118
1890
$62K ﹤0.01%
1,089
1891
$62K ﹤0.01%
+956
1892
$62K ﹤0.01%
14,629
-2,217
1893
$62K ﹤0.01%
+4,253
1894
$62K ﹤0.01%
11,876
1895
$62K ﹤0.01%
718
+3
1896
$62K ﹤0.01%
9,583
1897
$61K ﹤0.01%
437
1898
$61K ﹤0.01%
3,476
1899
$61K ﹤0.01%
17,056
1900
$61K ﹤0.01%
1,118
+21