Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1851
$15K ﹤0.01%
755
-21,930
1852
$15K ﹤0.01%
9,803
+3,366
1853
$15K ﹤0.01%
+414
1854
$15K ﹤0.01%
+1,388
1855
$15K ﹤0.01%
+7,830
1856
$15K ﹤0.01%
1,090
-14,860
1857
$15K ﹤0.01%
6,116
+699
1858
$15K ﹤0.01%
235
-21,572
1859
$15K ﹤0.01%
2,582
-16,095
1860
$14K ﹤0.01%
1,797
-3,433
1861
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1862
$14K ﹤0.01%
2,327
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1863
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1864
$14K ﹤0.01%
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1865
$14K ﹤0.01%
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1866
$14K ﹤0.01%
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1867
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1868
$14K ﹤0.01%
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1869
$14K ﹤0.01%
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1870
$14K ﹤0.01%
800
1871
$14K ﹤0.01%
990
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1872
$14K ﹤0.01%
1,931
-6,362
1873
$14K ﹤0.01%
1,433
-225,758
1874
$14K ﹤0.01%
667
-2,555
1875
$14K ﹤0.01%
122
+10