Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1851
$34K ﹤0.01%
1,245
+1,243
1852
$34K ﹤0.01%
2,000
-115,650
1853
$33K ﹤0.01%
1,455
+257
1854
$33K ﹤0.01%
5,386
-292
1855
$33K ﹤0.01%
+1,548
1856
$33K ﹤0.01%
92
-662
1857
$33K ﹤0.01%
+556
1858
$33K ﹤0.01%
+323
1859
$33K ﹤0.01%
+4,497
1860
$33K ﹤0.01%
+1,839
1861
$33K ﹤0.01%
+996
1862
$32K ﹤0.01%
+999
1863
$32K ﹤0.01%
703
-210
1864
$32K ﹤0.01%
1,247
-6,323
1865
$32K ﹤0.01%
1,330
-20,512
1866
$32K ﹤0.01%
+353
1867
$32K ﹤0.01%
+514
1868
$32K ﹤0.01%
+2,656
1869
$31K ﹤0.01%
2,327
-3,578
1870
$31K ﹤0.01%
1,490
-2,527
1871
$31K ﹤0.01%
142
-18
1872
$31K ﹤0.01%
+1,713
1873
$31K ﹤0.01%
803
+159
1874
$31K ﹤0.01%
498
+400
1875
$31K ﹤0.01%
666
+316