Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1826
$16K ﹤0.01%
1,522
-1,719
1827
$16K ﹤0.01%
1,910
-5,085
1828
$16K ﹤0.01%
+4,597
1829
$16K ﹤0.01%
4,483
+4,088
1830
$16K ﹤0.01%
574
-15,222
1831
$16K ﹤0.01%
155
-117,323
1832
$16K ﹤0.01%
6,294
+2,858
1833
$16K ﹤0.01%
+2,454
1834
$16K ﹤0.01%
559
+245
1835
$16K ﹤0.01%
877
+453
1836
$16K ﹤0.01%
+2,511
1837
$16K ﹤0.01%
1,995
+607
1838
$16K ﹤0.01%
5,823
-18,676
1839
$16K ﹤0.01%
+1,701
1840
$15K ﹤0.01%
589
+469
1841
$15K ﹤0.01%
+972
1842
$15K ﹤0.01%
+536
1843
$15K ﹤0.01%
24,310
+19,851
1844
$15K ﹤0.01%
2,652
+2,286
1845
$15K ﹤0.01%
500
-5,600
1846
$15K ﹤0.01%
+779
1847
$15K ﹤0.01%
2,031
-5,199
1848
$15K ﹤0.01%
198
-1,370
1849
$15K ﹤0.01%
1,030
+830
1850
$15K ﹤0.01%
607
-4,080