Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1826
$53K ﹤0.01%
+7,355
1827
$53K ﹤0.01%
6,671
+4,679
1828
$53K ﹤0.01%
+5,860
1829
$53K ﹤0.01%
+1,819
1830
$53K ﹤0.01%
+18,840
1831
$53K ﹤0.01%
+2,435
1832
$53K ﹤0.01%
5,729
-2,480
1833
$53K ﹤0.01%
338
-916
1834
$52K ﹤0.01%
1,883
-12,961
1835
$52K ﹤0.01%
1,511
+863
1836
$52K ﹤0.01%
1,060
+710
1837
$52K ﹤0.01%
+349
1838
$52K ﹤0.01%
751
-615
1839
$52K ﹤0.01%
2,733
+309
1840
$52K ﹤0.01%
+6,105
1841
$52K ﹤0.01%
+2,064
1842
$52K ﹤0.01%
5,562
-7,414
1843
$51K ﹤0.01%
33,084
+21,620
1844
$51K ﹤0.01%
1,115
+1,014
1845
$51K ﹤0.01%
+3
1846
$51K ﹤0.01%
+330
1847
$51K ﹤0.01%
5,645
+3,632
1848
$51K ﹤0.01%
1,757
-246
1849
$50K ﹤0.01%
+769
1850
$50K ﹤0.01%
+7,506