Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1826
$17K ﹤0.01%
+642
1827
$17K ﹤0.01%
+7,160
1828
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320
-10,701
1829
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+434
1830
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746
-37,889
1831
$17K ﹤0.01%
3,660
-2,179
1832
$17K ﹤0.01%
+2,609
1833
$17K ﹤0.01%
350
-1,675
1834
$17K ﹤0.01%
2,575
-2,932
1835
$17K ﹤0.01%
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1836
$17K ﹤0.01%
904
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1837
$16K ﹤0.01%
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1838
$16K ﹤0.01%
+700
1839
$16K ﹤0.01%
14,260
-1,516
1840
$16K ﹤0.01%
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1841
$16K ﹤0.01%
140
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1842
$16K ﹤0.01%
388
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1843
$16K ﹤0.01%
352
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1844
$16K ﹤0.01%
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1845
$16K ﹤0.01%
300
1846
$16K ﹤0.01%
200
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1847
$16K ﹤0.01%
+2,329
1848
$16K ﹤0.01%
529
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1849
$16K ﹤0.01%
+167
1850
$16K ﹤0.01%
561
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