Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,516
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1826
$1K ﹤0.01%
+190
1827
-1
1828
$1K ﹤0.01%
246
+147
1829
$1K ﹤0.01%
+140
1830
$1K ﹤0.01%
634
+434
1831
$1K ﹤0.01%
+26
1832
$1K ﹤0.01%
+754
1833
$1K ﹤0.01%
59
+28
1834
$1K ﹤0.01%
+15
1835
$1K ﹤0.01%
38
-21,739
1836
$1K ﹤0.01%
148
-4,766
1837
$1K ﹤0.01%
+237
1838
$1K ﹤0.01%
+66
1839
$1K ﹤0.01%
+108
1840
$1K ﹤0.01%
605
+69
1841
$1K ﹤0.01%
+2,955
1842
$1K ﹤0.01%
18
-2
1843
$1K ﹤0.01%
28
-7,096
1844
-113,533
1845
0
1846
0
1847
0
1848
-119
1849
0
1850
0