Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1801
$18K ﹤0.01%
1,320
+1,285
1802
$18K ﹤0.01%
8,458
+2,984
1803
$18K ﹤0.01%
271
+140
1804
$18K ﹤0.01%
1,366
-429
1805
$18K ﹤0.01%
1,313
-14,756
1806
$18K ﹤0.01%
+150
1807
$18K ﹤0.01%
+3,996
1808
$18K ﹤0.01%
+1,900
1809
$17K ﹤0.01%
9,070
+957
1810
$17K ﹤0.01%
184
-710
1811
$17K ﹤0.01%
3,327
-3,986
1812
$17K ﹤0.01%
+1,116
1813
$17K ﹤0.01%
2,361
-34,885
1814
$17K ﹤0.01%
710
-59,007
1815
$17K ﹤0.01%
5,365
+5,102
1816
$17K ﹤0.01%
414
-484
1817
$17K ﹤0.01%
474
-2,339
1818
$17K ﹤0.01%
4,843
-182,223
1819
$17K ﹤0.01%
900
-3,551
1820
$17K ﹤0.01%
+101
1821
$17K ﹤0.01%
3
+1
1822
$17K ﹤0.01%
594
-4,883
1823
$17K ﹤0.01%
+18,141
1824
$17K ﹤0.01%
+5,036
1825
$17K ﹤0.01%
38,004
-57,687