Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1801
$3K ﹤0.01%
1,400
-14,261
1802
$3K ﹤0.01%
64
-107
1803
$3K ﹤0.01%
+2,920
1804
$3K ﹤0.01%
+478
1805
$3K ﹤0.01%
+76
1806
$3K ﹤0.01%
47
-1,365
1807
$3K ﹤0.01%
+100
1808
$3K ﹤0.01%
200
1809
$3K ﹤0.01%
253
-11,190
1810
$3K ﹤0.01%
+3,044
1811
$3K ﹤0.01%
+100
1812
$3K ﹤0.01%
+801
1813
$3K ﹤0.01%
303
+102
1814
$3K ﹤0.01%
76
1815
$3K ﹤0.01%
200
-29,206
1816
$3K ﹤0.01%
+1,713
1817
$3K ﹤0.01%
1,562
+41
1818
$3K ﹤0.01%
570
-865
1819
$3K ﹤0.01%
21,519
-14,400
1820
$2K ﹤0.01%
136
-2,769
1821
$2K ﹤0.01%
+21
1822
$2K ﹤0.01%
+100
1823
$2K ﹤0.01%
+100
1824
$2K ﹤0.01%
560
-498
1825
$2K ﹤0.01%
61
-730