Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1751
$21K ﹤0.01%
+108
1752
$21K ﹤0.01%
+191
1753
$21K ﹤0.01%
400
-19,162
1754
$21K ﹤0.01%
238
+3
1755
$21K ﹤0.01%
+605
1756
$21K ﹤0.01%
29,616
+25,367
1757
$20K ﹤0.01%
3,108
-73,677
1758
$20K ﹤0.01%
6,511
-137,220
1759
$20K ﹤0.01%
414
-3,761
1760
$20K ﹤0.01%
2,955
-17,963
1761
$20K ﹤0.01%
+946
1762
$20K ﹤0.01%
6,152
-26,093
1763
$20K ﹤0.01%
4,321
+2,122
1764
$20K ﹤0.01%
1,363
-1,491
1765
$20K ﹤0.01%
3,995
+123
1766
$20K ﹤0.01%
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1767
$20K ﹤0.01%
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1768
$20K ﹤0.01%
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1769
$20K ﹤0.01%
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1770
$20K ﹤0.01%
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1771
$20K ﹤0.01%
773
-1,285
1772
$20K ﹤0.01%
+4,284
1773
$20K ﹤0.01%
19,786
-173,240
1774
$20K ﹤0.01%
1,234
-33,289
1775
$20K ﹤0.01%
+46