Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1751
$45K ﹤0.01%
2,103
-10,708
1752
$45K ﹤0.01%
1,298
-2,711
1753
$45K ﹤0.01%
1,876
+1,680
1754
$45K ﹤0.01%
+400
1755
$45K ﹤0.01%
+8,512
1756
$45K ﹤0.01%
151
-3,745
1757
$45K ﹤0.01%
+4,355
1758
$44K ﹤0.01%
12,681
-5,806
1759
$44K ﹤0.01%
992
-1,576
1760
$44K ﹤0.01%
+170
1761
$44K ﹤0.01%
+2,487
1762
$43K ﹤0.01%
1,935
+1,235
1763
$43K ﹤0.01%
3,054
-4,529
1764
$43K ﹤0.01%
+183
1765
$43K ﹤0.01%
2,307
-4,853
1766
$43K ﹤0.01%
+3,144
1767
$43K ﹤0.01%
805
-1,278
1768
$43K ﹤0.01%
782
-10,282
1769
$43K ﹤0.01%
775
+773
1770
$43K ﹤0.01%
+968
1771
$43K ﹤0.01%
+1,035
1772
$42K ﹤0.01%
550
-6,995
1773
$42K ﹤0.01%
+1,598
1774
$42K ﹤0.01%
641
-205
1775
$42K ﹤0.01%
545
-5,038