Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1726
$89K ﹤0.01%
2,203
1727
$88K ﹤0.01%
3,623
1728
$88K ﹤0.01%
3,387
1729
$88K ﹤0.01%
1,348
-100
1730
$87K ﹤0.01%
6,213
1731
$87K ﹤0.01%
18,743
1732
$87K ﹤0.01%
9,907
1733
$87K ﹤0.01%
7,907
+2,812
1734
$87K ﹤0.01%
32,236
1735
$86K ﹤0.01%
564
+45
1736
$86K ﹤0.01%
2,388
1737
$86K ﹤0.01%
2,171
+200
1738
$86K ﹤0.01%
4,975
-246
1739
$86K ﹤0.01%
2,772
-1
1740
$85K ﹤0.01%
16,860
1741
$85K ﹤0.01%
3,090
+1,200
1742
$85K ﹤0.01%
4,045
1743
$85K ﹤0.01%
2,010
1744
$85K ﹤0.01%
7,335
+98
1745
$85K ﹤0.01%
6,360
-100
1746
$84K ﹤0.01%
3,513
-606
1747
$84K ﹤0.01%
1,814
1748
$84K ﹤0.01%
1,530
1749
$84K ﹤0.01%
1,700
1750
$84K ﹤0.01%
4,826