Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1726
$4K ﹤0.01%
+300
1727
$4K ﹤0.01%
+384
1728
$4K ﹤0.01%
139
-279
1729
$4K ﹤0.01%
1,157
-255
1730
$4K ﹤0.01%
+59
1731
$4K ﹤0.01%
+154
1732
$4K ﹤0.01%
88
-114
1733
$4K ﹤0.01%
670
-1,041
1734
$4K ﹤0.01%
198
-5,477
1735
$4K ﹤0.01%
+1,539
1736
$4K ﹤0.01%
556
-1,135
1737
$4K ﹤0.01%
262
-2,789
1738
$4K ﹤0.01%
+1,703
1739
$4K ﹤0.01%
82
-3,396
1740
$4K ﹤0.01%
+57
1741
$4K ﹤0.01%
+1,026
1742
$4K ﹤0.01%
3,001
+9
1743
$3K ﹤0.01%
+186
1744
$3K ﹤0.01%
116
-6,535
1745
$3K ﹤0.01%
+173
1746
$3K ﹤0.01%
750
-33
1747
$3K ﹤0.01%
85
-1,147
1748
$3K ﹤0.01%
+122
1749
$3K ﹤0.01%
+155
1750
$3K ﹤0.01%
322
+244