Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1726
$1K ﹤0.01%
118
+76
1727
$1K ﹤0.01%
76
-902
1728
$1K ﹤0.01%
283
-2,786
1729
$1K ﹤0.01%
+706
1730
$1K ﹤0.01%
678
-822
1731
$1K ﹤0.01%
4,700
+4,600
1732
$1K ﹤0.01%
+927
1733
$1K ﹤0.01%
1,503
-13,588
1734
$1K ﹤0.01%
+3,400
1735
$1K ﹤0.01%
500
+200
1736
$1K ﹤0.01%
321
-1,661
1737
$1K ﹤0.01%
11
-4,055
1738
-3
1739
0
1740
$0 ﹤0.01%
28
-177
1741
-19,419
1742
0
1743
0
1744
$0 ﹤0.01%
+100
1745
0
1746
-3,551
1747
0
1748
$0 ﹤0.01%
32
-339
1749
-1,000
1750
0