Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$4.37M ﹤0.01%
+24,025
152
$4.36M ﹤0.01%
18,858
+16,406
153
$4.34M ﹤0.01%
67,914
+53,214
154
$4.25M ﹤0.01%
531,325
+356,602
155
$4.23M ﹤0.01%
60,403
-36,618
156
$4.21M ﹤0.01%
11,389
+7,964
157
$4.18M ﹤0.01%
50,471
+22,076
158
$4.16M ﹤0.01%
+55,783
159
$4.13M ﹤0.01%
63,521
+47,044
160
$4.1M ﹤0.01%
17,531
+17,490
161
$4.1M ﹤0.01%
19,647
+740
162
$4.02M ﹤0.01%
48,841
+18,327
163
$3.96M ﹤0.01%
+85,249
164
$3.91M ﹤0.01%
+27,309
165
$3.9M ﹤0.01%
47,737
+17,912
166
$3.88M ﹤0.01%
41,259
+32,134
167
$3.87M ﹤0.01%
63,442
+36,939
168
$3.85M ﹤0.01%
62,990
-14,908
169
$3.85M ﹤0.01%
14,308
+12,642
170
$3.85M ﹤0.01%
44,041
+40,436
171
$3.83M ﹤0.01%
+311,606
172
$3.79M ﹤0.01%
11,198
+10,276
173
$3.78M ﹤0.01%
75,118
-200,568
174
$3.74M ﹤0.01%
+10,623
175
$3.74M ﹤0.01%
21,042
-20,436