Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$1.73M ﹤0.01%
44,996
+34,601
152
$1.7M ﹤0.01%
+14,831
153
$1.7M ﹤0.01%
72,181
+52,602
154
$1.68M ﹤0.01%
23,541
+22,258
155
$1.68M ﹤0.01%
46,264
-15,062
156
$1.67M ﹤0.01%
+13,126
157
$1.67M ﹤0.01%
+10,436
158
$1.66M ﹤0.01%
7,295
+4,554
159
$1.65M ﹤0.01%
63,438
+57,922
160
$1.64M ﹤0.01%
+18,928
161
$1.64M ﹤0.01%
+16,847
162
$1.63M ﹤0.01%
57,898
+46,730
163
$1.62M ﹤0.01%
33,827
+8,207
164
$1.62M ﹤0.01%
6,272
-3,686
165
$1.61M ﹤0.01%
24,908
+15,206
166
$1.6M ﹤0.01%
11,556
+5,581
167
$1.6M ﹤0.01%
5,341
+4,126
168
$1.55M ﹤0.01%
+15,299
169
$1.55M ﹤0.01%
105,923
+21,801
170
$1.55M ﹤0.01%
33,868
-20,807
171
$1.54M ﹤0.01%
+131,033
172
$1.52M ﹤0.01%
+31,571
173
$1.52M ﹤0.01%
81,735
+81,060
174
$1.51M ﹤0.01%
40,084
+33,594
175
$1.5M ﹤0.01%
+25,785