Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$20K ﹤0.01%
+304
1702
$20K ﹤0.01%
+121
1703
$19K ﹤0.01%
34,445
+30,748
1704
$19K ﹤0.01%
+324
1705
$19K ﹤0.01%
4,149
+3,771
1706
$19K ﹤0.01%
+197
1707
$19K ﹤0.01%
+200
1708
$19K ﹤0.01%
+145
1709
$19K ﹤0.01%
1,737
-40,023
1710
$19K ﹤0.01%
925
-1,630
1711
$19K ﹤0.01%
1,594
+1,418
1712
$19K ﹤0.01%
+821
1713
$19K ﹤0.01%
+686
1714
$19K ﹤0.01%
369
+161
1715
$18K ﹤0.01%
6,176
-58,007
1716
$18K ﹤0.01%
19,540
-22,883
1717
$18K ﹤0.01%
3,044
+2,852
1718
$18K ﹤0.01%
868
-5,720
1719
$18K ﹤0.01%
751
+392
1720
$18K ﹤0.01%
+1,678
1721
$18K ﹤0.01%
+141
1722
$18K ﹤0.01%
+1,399
1723
$18K ﹤0.01%
2,055
-1,194
1724
$18K ﹤0.01%
2,188
+2,052
1725
$18K ﹤0.01%
1,405
+224