Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$10K ﹤0.01%
+206
1702
$10K ﹤0.01%
143
-24
1703
$10K ﹤0.01%
1,242
+919
1704
$10K ﹤0.01%
3,468
-1,964
1705
$10K ﹤0.01%
+823
1706
$10K ﹤0.01%
+497
1707
$10K ﹤0.01%
+120
1708
$10K ﹤0.01%
+1,103
1709
$10K ﹤0.01%
2,950
-2,204
1710
$10K ﹤0.01%
2,276
+1,619
1711
$10K ﹤0.01%
+661
1712
$10K ﹤0.01%
319
+146
1713
$10K ﹤0.01%
2,242
+197
1714
$10K ﹤0.01%
+252
1715
$9K ﹤0.01%
+6,423
1716
$9K ﹤0.01%
10,467
+2,354
1717
$9K ﹤0.01%
+886
1718
$9K ﹤0.01%
461
-142
1719
$9K ﹤0.01%
+556
1720
$9K ﹤0.01%
+3,632
1721
$9K ﹤0.01%
+238
1722
$9K ﹤0.01%
89
-37
1723
$9K ﹤0.01%
128
-7,576
1724
$9K ﹤0.01%
2,040
-900
1725
$9K ﹤0.01%
466
+316