Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$94K ﹤0.01%
7,848
1702
$94K ﹤0.01%
187,582
+1,600
1703
$94K ﹤0.01%
1,744
1704
$94K ﹤0.01%
2,500
1705
$93K ﹤0.01%
18,109
+5,100
1706
$93K ﹤0.01%
3,233
1707
$92K ﹤0.01%
2,055
1708
$92K ﹤0.01%
2,851
-343
1709
$92K ﹤0.01%
7,412
1710
$92K ﹤0.01%
3,495
-3,800
1711
$92K ﹤0.01%
24,352
1712
$91K ﹤0.01%
400
1713
$91K ﹤0.01%
4,404
-800
1714
$90K ﹤0.01%
7,411
+600
1715
$90K ﹤0.01%
4,698
1716
$90K ﹤0.01%
1,816
-1,112
1717
$90K ﹤0.01%
1,594
1718
$90K ﹤0.01%
6,488
1719
$89K ﹤0.01%
1,246
+1
1720
$89K ﹤0.01%
6,889
1721
$89K ﹤0.01%
365
1722
$89K ﹤0.01%
542
+110
1723
$89K ﹤0.01%
1,500
-400
1724
$89K ﹤0.01%
1,366
+405
1725
$89K ﹤0.01%
1,575