Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$7K ﹤0.01%
7,176
-3,044
1702
$7K ﹤0.01%
2,487
-148,893
1703
$7K ﹤0.01%
50
-49,068
1704
$7K ﹤0.01%
+387
1705
$7K ﹤0.01%
2,695
-195
1706
$7K ﹤0.01%
1,384
-8,338
1707
$7K ﹤0.01%
724
-743
1708
$7K ﹤0.01%
+1,900
1709
$7K ﹤0.01%
+1,531
1710
$7K ﹤0.01%
+1,842
1711
$7K ﹤0.01%
+800
1712
$7K ﹤0.01%
1,970
-14,064
1713
$7K ﹤0.01%
+855
1714
$7K ﹤0.01%
+105
1715
$7K ﹤0.01%
+48
1716
$7K ﹤0.01%
155
-2,712
1717
$7K ﹤0.01%
919
-660
1718
$7K ﹤0.01%
+6,748
1719
$7K ﹤0.01%
572
+290
1720
$7K ﹤0.01%
51
-25
1721
$6K ﹤0.01%
+2,102
1722
$6K ﹤0.01%
868
+619
1723
$6K ﹤0.01%
1,607
-1,232
1724
$6K ﹤0.01%
+200
1725
$6K ﹤0.01%
+724