Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$5K ﹤0.01%
179
+148
1702
$5K ﹤0.01%
+332
1703
$5K ﹤0.01%
753
+153
1704
$5K ﹤0.01%
+1,430
1705
$5K ﹤0.01%
+514
1706
$5K ﹤0.01%
1,046
-6,556
1707
$5K ﹤0.01%
+136
1708
$5K ﹤0.01%
144
-556
1709
$5K ﹤0.01%
401
-979
1710
$4K ﹤0.01%
208
+154
1711
$4K ﹤0.01%
+210
1712
$4K ﹤0.01%
136
-145
1713
$4K ﹤0.01%
+100
1714
$4K ﹤0.01%
+104
1715
$4K ﹤0.01%
+168
1716
$4K ﹤0.01%
188
+128
1717
$4K ﹤0.01%
60
+56
1718
$4K ﹤0.01%
+55
1719
$4K ﹤0.01%
1,286
-3,455
1720
$4K ﹤0.01%
+172
1721
$4K ﹤0.01%
+53
1722
$4K ﹤0.01%
+93
1723
$4K ﹤0.01%
+89
1724
$4K ﹤0.01%
497
+408
1725
$4K ﹤0.01%
+41