Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1701
$1K ﹤0.01%
132
+111
1702
$1K ﹤0.01%
+103
1703
-2
1704
$1K ﹤0.01%
5,000
-15,000
1705
$1K ﹤0.01%
+31
1706
$1K ﹤0.01%
+3
1707
$1K ﹤0.01%
+1,000
1708
$1K ﹤0.01%
+48
1709
$1K ﹤0.01%
+38
1710
$1K ﹤0.01%
+427
1711
$1K ﹤0.01%
+7
1712
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+13
1713
$1K ﹤0.01%
+100
1714
$1K ﹤0.01%
+89
1715
$1K ﹤0.01%
+200
1716
$1K ﹤0.01%
+19
1717
$1K ﹤0.01%
+234
1718
$1K ﹤0.01%
+41
1719
$1K ﹤0.01%
89
-1,338
1720
$1K ﹤0.01%
338
-10,291
1721
$1K ﹤0.01%
+75
1722
$1K ﹤0.01%
220
+149
1723
$1K ﹤0.01%
23
-16,021
1724
$1K ﹤0.01%
1,061
+461
1725
$1K ﹤0.01%
+49