Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1676
$8K ﹤0.01%
+3,150
1677
$8K ﹤0.01%
+230
1678
$8K ﹤0.01%
8,416
-83,200
1679
$8K ﹤0.01%
569
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1680
$8K ﹤0.01%
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1681
$8K ﹤0.01%
1,278
-5,616
1682
$8K ﹤0.01%
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1683
$8K ﹤0.01%
171
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1684
$8K ﹤0.01%
5,050
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1685
$8K ﹤0.01%
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1686
$8K ﹤0.01%
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1687
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166
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1689
$8K ﹤0.01%
90
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1690
$8K ﹤0.01%
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1691
$8K ﹤0.01%
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1692
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1693
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1,111
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1694
$8K ﹤0.01%
284
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1695
$8K ﹤0.01%
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1696
$8K ﹤0.01%
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1697
$8K ﹤0.01%
35,919
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1698
$7K ﹤0.01%
+130
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$7K ﹤0.01%
5,027
-11,440
1700
$7K ﹤0.01%
+621