Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1676
$3K ﹤0.01%
209
-1,550
1677
$3K ﹤0.01%
2,371
-6,988
1678
$3K ﹤0.01%
1,378
-9,237
1679
$3K ﹤0.01%
+637
1680
$3K ﹤0.01%
1,075
+758
1681
$3K ﹤0.01%
+273
1682
$3K ﹤0.01%
613
-2,843
1683
$3K ﹤0.01%
+233
1684
$2K ﹤0.01%
+370
1685
$2K ﹤0.01%
74
-11,855
1686
$2K ﹤0.01%
+230
1687
$2K ﹤0.01%
944
-24,860
1688
$2K ﹤0.01%
141
-1,619
1689
$2K ﹤0.01%
+950
1690
$2K ﹤0.01%
180
-100
1691
$2K ﹤0.01%
174
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1692
$2K ﹤0.01%
+107
1693
$2K ﹤0.01%
258
-11,433
1694
$2K ﹤0.01%
+73
1695
$2K ﹤0.01%
+755
1696
$2K ﹤0.01%
+163
1697
$2K ﹤0.01%
80
+10
1698
$2K ﹤0.01%
160
-2,467
1699
$2K ﹤0.01%
2,873
-6,277
1700
$2K ﹤0.01%
134
-267