Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1651
$13K ﹤0.01%
3,499
+1,873
1652
$13K ﹤0.01%
14,182
-527
1653
$13K ﹤0.01%
152
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1654
$13K ﹤0.01%
2,129
-18
1655
$13K ﹤0.01%
741
-2,558
1656
$13K ﹤0.01%
1,287
-3,968
1657
$13K ﹤0.01%
291
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1658
$13K ﹤0.01%
30
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1659
$13K ﹤0.01%
104
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1660
$13K ﹤0.01%
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1661
$12K ﹤0.01%
569
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1662
$12K ﹤0.01%
+1,544
1663
$12K ﹤0.01%
196
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1664
$12K ﹤0.01%
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1665
$12K ﹤0.01%
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$12K ﹤0.01%
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1667
$12K ﹤0.01%
2,794
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1668
$12K ﹤0.01%
4,101
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1669
$12K ﹤0.01%
172
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1670
$12K ﹤0.01%
694
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1671
$12K ﹤0.01%
10,020
-82,242
1672
$12K ﹤0.01%
+1,396
1673
$12K ﹤0.01%
+295
1674
$12K ﹤0.01%
+327
1675
$12K ﹤0.01%
9,048
-2,264