Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1651
$105K ﹤0.01%
2,442
1652
$105K ﹤0.01%
3,183
+300
1653
$105K ﹤0.01%
9,058
-367
1654
$105K ﹤0.01%
6,288
1655
$105K ﹤0.01%
10,785
1656
$104K ﹤0.01%
2,271
-206
1657
$104K ﹤0.01%
5,621
1658
$104K ﹤0.01%
3,852
1659
$104K ﹤0.01%
4,845
1660
$103K ﹤0.01%
8,982
1661
$103K ﹤0.01%
534
-46
1662
$103K ﹤0.01%
2,169
-76
1663
$102K ﹤0.01%
12,226
+1
1664
$102K ﹤0.01%
6,409
1665
$102K ﹤0.01%
2,771
-1,612
1666
$102K ﹤0.01%
24,201
-6,402
1667
$102K ﹤0.01%
710
1668
$102K ﹤0.01%
22,092
1669
$101K ﹤0.01%
154
1670
$101K ﹤0.01%
2,589
-506
1671
$101K ﹤0.01%
1,910
1672
$101K ﹤0.01%
1,112
1673
$100K ﹤0.01%
383
-53
1674
$100K ﹤0.01%
1,428
-2
1675
$100K ﹤0.01%
5,798
-6,200