Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1651
$56K ﹤0.01%
1,373
-1,666
1652
$56K ﹤0.01%
642
-2,879
1653
$56K ﹤0.01%
+1,190
1654
$56K ﹤0.01%
3,207
+2,439
1655
$56K ﹤0.01%
1,980
-1,198
1656
$56K ﹤0.01%
498
+497
1657
$56K ﹤0.01%
2,241
+1,886
1658
$56K ﹤0.01%
+7,408
1659
$56K ﹤0.01%
+13,884
1660
$55K ﹤0.01%
1,224
+932
1661
$55K ﹤0.01%
+3,111
1662
$55K ﹤0.01%
+402
1663
$55K ﹤0.01%
7,702
+343
1664
$55K ﹤0.01%
149
-634
1665
$55K ﹤0.01%
19,512
-1,216
1666
$55K ﹤0.01%
4,459
-12,885
1667
$55K ﹤0.01%
+2,009
1668
$55K ﹤0.01%
2,880
+2,537
1669
$55K ﹤0.01%
+11,112
1670
$55K ﹤0.01%
+13,694
1671
$55K ﹤0.01%
11,952
+3,760
1672
$54K ﹤0.01%
5,455
-2,356
1673
$54K ﹤0.01%
871
+40
1674
$54K ﹤0.01%
25,999
+14,511
1675
$54K ﹤0.01%
865
-1,081