Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1626
$30K ﹤0.01%
4,708
-4,499
1627
$29K ﹤0.01%
+1,744
1628
$29K ﹤0.01%
621
-3,929
1629
$29K ﹤0.01%
+1,026
1630
$29K ﹤0.01%
635
-2,155
1631
$29K ﹤0.01%
424
-871
1632
$29K ﹤0.01%
11,567
+8,898
1633
$29K ﹤0.01%
1,724
-823
1634
$29K ﹤0.01%
4,000
-81,574
1635
$29K ﹤0.01%
2,770
-1,659
1636
$29K ﹤0.01%
7,536
+5,083
1637
$29K ﹤0.01%
7,987
-3,649
1638
$28K ﹤0.01%
+2,065
1639
$28K ﹤0.01%
3,747
+2,618
1640
$28K ﹤0.01%
5,854
+4,544
1641
$28K ﹤0.01%
1,500
-4,180
1642
$28K ﹤0.01%
1,251
+971
1643
$28K ﹤0.01%
+940
1644
$28K ﹤0.01%
+1,115
1645
$28K ﹤0.01%
+12,893
1646
$27K ﹤0.01%
1,903
+377
1647
$27K ﹤0.01%
+837
1648
$27K ﹤0.01%
2,912
-1,803
1649
$27K ﹤0.01%
82
-26
1650
$27K ﹤0.01%
+9,041