Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.15B
AUM Growth
+$98.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,962
New
Increased
Reduced
Closed

Top Buys

1 +$186M
2 +$86.2M
3 +$56.8M
4
SLV icon
iShares Silver Trust
SLV
+$42.9M
5
AMD icon
Advanced Micro Devices
AMD
+$36.5M

Top Sells

1 +$44.4M
2 +$42.8M
3 +$40.8M
4
SPXL icon
Direxion Daily S&P 500 Bull 3x Shares
SPXL
+$33.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$33M

Sector Composition

1 Technology 23.31%
2 Consumer Discretionary 13.02%
3 Industrials 8.23%
4 Healthcare 7.48%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1626
$61K ﹤0.01%
11,178
+4,270
1627
$61K ﹤0.01%
+1,547
1628
$61K ﹤0.01%
4,374
+3,977
1629
$61K ﹤0.01%
+1,681
1630
$61K ﹤0.01%
+2,130
1631
$61K ﹤0.01%
3,066
1632
$61K ﹤0.01%
7,983
+3,369
1633
$61K ﹤0.01%
+1,195
1634
$61K ﹤0.01%
1,249
-66,665
1635
$61K ﹤0.01%
5,329
+5,109
1636
$61K ﹤0.01%
+10,217
1637
$60K ﹤0.01%
8,296
+3,340
1638
$60K ﹤0.01%
+6,075
1639
$60K ﹤0.01%
+415
1640
$60K ﹤0.01%
4,610
-31,063
1641
$60K ﹤0.01%
18,913
+12,303
1642
$60K ﹤0.01%
3,364
+2,349
1643
$60K ﹤0.01%
1,674
-1,794
1644
$60K ﹤0.01%
1,460
+1,406
1645
$60K ﹤0.01%
+4,968
1646
$60K ﹤0.01%
4,510
-5,227
1647
$60K ﹤0.01%
999
-6,155
1648
$59K ﹤0.01%
6,837
+5,924
1649
$59K ﹤0.01%
15,342
+1,092
1650
$58K ﹤0.01%
+1,725