Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1626
$3K ﹤0.01%
42
+5
1627
$3K ﹤0.01%
+102
1628
$3K ﹤0.01%
+52
1629
$3K ﹤0.01%
12
-24
1630
$3K ﹤0.01%
+1,161
1631
$3K ﹤0.01%
55
-796
1632
$3K ﹤0.01%
458
+442
1633
$3K ﹤0.01%
+948
1634
$3K ﹤0.01%
733
-6,578
1635
$3K ﹤0.01%
+892
1636
$3K ﹤0.01%
100
-7,615
1637
$3K ﹤0.01%
450
-3,773
1638
$3K ﹤0.01%
+2,258
1639
$2K ﹤0.01%
30
-64
1640
$2K ﹤0.01%
375
-27,271
1641
$2K ﹤0.01%
+90
1642
$2K ﹤0.01%
+100
1643
$2K ﹤0.01%
+31
1644
$2K ﹤0.01%
+100
1645
$2K ﹤0.01%
80
+22
1646
$2K ﹤0.01%
51
-3,492
1647
$2K ﹤0.01%
+231
1648
$2K ﹤0.01%
+120
1649
$2K ﹤0.01%
107
-4,800
1650
$2K ﹤0.01%
90
-43