Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$31K ﹤0.01%
3,435
-10,610
1602
$31K ﹤0.01%
1,350
+2
1603
$31K ﹤0.01%
1,215
+1,109
1604
$31K ﹤0.01%
+1,517
1605
$31K ﹤0.01%
1,223
+1,129
1606
$31K ﹤0.01%
7,878
-5,876
1607
$31K ﹤0.01%
403
-556
1608
$31K ﹤0.01%
10,802
-22,491
1609
$31K ﹤0.01%
8,070
+8,023
1610
$31K ﹤0.01%
13,572
+8,825
1611
$31K ﹤0.01%
24,479
-58,565
1612
$31K ﹤0.01%
+12,920
1613
$30K ﹤0.01%
839
-1,664
1614
$30K ﹤0.01%
9,362
-2,603
1615
$30K ﹤0.01%
+1,019
1616
$30K ﹤0.01%
496
-1,195
1617
$30K ﹤0.01%
+458
1618
$30K ﹤0.01%
+2,047
1619
$30K ﹤0.01%
+9,919
1620
$30K ﹤0.01%
+1,312
1621
$30K ﹤0.01%
+8,204
1622
$30K ﹤0.01%
500
+400
1623
$30K ﹤0.01%
3,415
-4,986
1624
$30K ﹤0.01%
7,895
+7,893
1625
$30K ﹤0.01%
4,861
-7,980