Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$124K ﹤0.01%
489
-1,177
1602
$124K ﹤0.01%
1,590
+383
1603
$124K ﹤0.01%
5,065
+3,735
1604
$124K ﹤0.01%
+2,980
1605
$124K ﹤0.01%
51,799
-23,773
1606
$124K ﹤0.01%
3,886
-4,357
1607
$124K ﹤0.01%
5,974
-2,349
1608
$123K ﹤0.01%
18,590
+6,094
1609
$123K ﹤0.01%
4,552
+3,062
1610
$123K ﹤0.01%
+2,859
1611
$123K ﹤0.01%
7,433
+3,093
1612
$123K ﹤0.01%
+571
1613
$123K ﹤0.01%
2,628
-4,503
1614
$122K ﹤0.01%
3,031
-1,800
1615
$122K ﹤0.01%
8,676
-13,014
1616
$122K ﹤0.01%
12,264
-87,608
1617
$121K ﹤0.01%
1,234
-201
1618
$121K ﹤0.01%
1,084
-8,915
1619
$121K ﹤0.01%
+533
1620
$121K ﹤0.01%
8,879
-40,102
1621
$121K ﹤0.01%
55,815
+22,300
1622
$120K ﹤0.01%
3,443
+2,493
1623
$120K ﹤0.01%
+3,095
1624
$120K ﹤0.01%
9,458
-27,418
1625
$119K ﹤0.01%
1,131
+426