Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$64K ﹤0.01%
+3,071
1602
$64K ﹤0.01%
4,340
+3,537
1603
$64K ﹤0.01%
6,409
+143
1604
$64K ﹤0.01%
+11,333
1605
$64K ﹤0.01%
3,131
-187
1606
$64K ﹤0.01%
+4,436
1607
$64K ﹤0.01%
379
+314
1608
$64K ﹤0.01%
+1,495
1609
$64K ﹤0.01%
+3,605
1610
$63K ﹤0.01%
+1,250
1611
$63K ﹤0.01%
355
+163
1612
$63K ﹤0.01%
+2,162
1613
$62K ﹤0.01%
+1,489
1614
$62K ﹤0.01%
4,042
-1,865
1615
$62K ﹤0.01%
19,555
+9,791
1616
$62K ﹤0.01%
2,163
+2,078
1617
$62K ﹤0.01%
243
-509
1618
$62K ﹤0.01%
5,349
+2,740
1619
$61K ﹤0.01%
+56
1620
$61K ﹤0.01%
1,302
+1,033
1621
$61K ﹤0.01%
+2,104
1622
$61K ﹤0.01%
4,325
+1,460
1623
$61K ﹤0.01%
+2,785
1624
$60K ﹤0.01%
+322
1625
$60K ﹤0.01%
+1,200