Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$12K ﹤0.01%
+472
1602
$12K ﹤0.01%
1,880
-2,656
1603
$12K ﹤0.01%
+900
1604
$12K ﹤0.01%
21,713
-10,121
1605
$12K ﹤0.01%
+160
1606
$12K ﹤0.01%
+175
1607
$12K ﹤0.01%
+5,592
1608
$12K ﹤0.01%
412
-992
1609
$12K ﹤0.01%
8,417
+506
1610
$12K ﹤0.01%
4,263
+12
1611
$12K ﹤0.01%
4,459
+3,170
1612
$12K ﹤0.01%
8,261
+7,868
1613
$11K ﹤0.01%
+261
1614
$11K ﹤0.01%
+4,519
1615
$11K ﹤0.01%
+409
1616
$11K ﹤0.01%
+489
1617
$11K ﹤0.01%
+1,189
1618
$11K ﹤0.01%
+1,945
1619
$11K ﹤0.01%
396
-6,167
1620
$11K ﹤0.01%
+1,959
1621
$11K ﹤0.01%
675
-4,812
1622
$11K ﹤0.01%
1,782
-21,375
1623
$11K ﹤0.01%
4,555
+3,757
1624
$11K ﹤0.01%
1,340
+1,296
1625
$11K ﹤0.01%
+440