Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$3K ﹤0.01%
+174
1602
$3K ﹤0.01%
2,441
+1,967
1603
$3K ﹤0.01%
+178
1604
$3K ﹤0.01%
52
1605
$3K ﹤0.01%
+2
1606
$3K ﹤0.01%
108
-5,249
1607
$3K ﹤0.01%
10
-1,179
1608
$3K ﹤0.01%
224
-3,502
1609
$3K ﹤0.01%
+322
1610
$3K ﹤0.01%
1,626
-5,107
1611
$3K ﹤0.01%
+890
1612
$3K ﹤0.01%
+281
1613
$3K ﹤0.01%
176
-1,300
1614
$3K ﹤0.01%
+142
1615
$3K ﹤0.01%
+442
1616
$3K ﹤0.01%
930
-31,673
1617
$3K ﹤0.01%
608
-6,280
1618
$3K ﹤0.01%
1,738
+1,596
1619
$3K ﹤0.01%
4,505
-12,416
1620
$3K ﹤0.01%
1,499
-3,157
1621
$3K ﹤0.01%
447
+275
1622
$3K ﹤0.01%
+700
1623
$3K ﹤0.01%
532
+82
1624
$3K ﹤0.01%
1,620
-22,141
1625
$2K ﹤0.01%
+38