Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,542
New
Increased
Reduced
Closed

Top Buys

1 +$40.4M
2 +$23.1M
3 +$21.5M
4
WFC icon
Wells Fargo
WFC
+$20.8M
5
MU icon
Micron Technology
MU
+$20M

Top Sells

1 +$21.4M
2 +$15.7M
3 +$14.4M
4
LLY icon
Eli Lilly
LLY
+$10.5M
5
IBB icon
iShares Biotechnology ETF
IBB
+$8.06M

Sector Composition

1 Technology 14.18%
2 Communication Services 13.47%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$5K ﹤0.01%
1,368
-4,100
1602
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406
-1,083
1603
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+305
1604
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+80
1605
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313
+99
1606
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+1,107
1607
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298
-2,688
1608
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1,486
+957
1609
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221
+141
1610
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200
-363
1611
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1612
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1613
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27
-7
1614
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1,472
-3,742
1615
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30
1616
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1,574
-1,754
1617
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129
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1618
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+100
1619
$4K ﹤0.01%
+1,151
1620
$4K ﹤0.01%
+87
1621
$4K ﹤0.01%
436
-45,741
1622
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95
-147
1623
$4K ﹤0.01%
799
+699
1624
$4K ﹤0.01%
555
-36,709
1625
$4K ﹤0.01%
325
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