Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1601
$3K ﹤0.01%
194
+186
1602
$3K ﹤0.01%
477
+63
1603
$3K ﹤0.01%
+1,006
1604
$3K ﹤0.01%
+331
1605
$3K ﹤0.01%
+341
1606
$3K ﹤0.01%
600
1607
$3K ﹤0.01%
661
+529
1608
$3K ﹤0.01%
5
+3
1609
$3K ﹤0.01%
1,000
+7
1610
$3K ﹤0.01%
+2,000
1611
$3K ﹤0.01%
+454
1612
$3K ﹤0.01%
+1,037
1613
$3K ﹤0.01%
4,000
1614
$3K ﹤0.01%
+500
1615
$3K ﹤0.01%
4,585
-14,261
1616
$3K ﹤0.01%
185
+37
1617
$3K ﹤0.01%
568
-22,381
1618
$2K ﹤0.01%
78
-74
1619
$2K ﹤0.01%
+174
1620
$2K ﹤0.01%
+50
1621
$2K ﹤0.01%
93
-4
1622
$2K ﹤0.01%
+20
1623
$2K ﹤0.01%
116
-6,186
1624
$2K ﹤0.01%
+79
1625
$2K ﹤0.01%
+400