Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1576
$34K ﹤0.01%
8,735
+4,274
1577
$33K ﹤0.01%
+1,423
1578
$33K ﹤0.01%
1,485
-3,063
1579
$33K ﹤0.01%
+6,026
1580
$33K ﹤0.01%
+7,562
1581
$33K ﹤0.01%
+1,095
1582
$33K ﹤0.01%
110
1583
$33K ﹤0.01%
3,639
-546
1584
$33K ﹤0.01%
57
-14
1585
$33K ﹤0.01%
+327
1586
$32K ﹤0.01%
+7,032
1587
$32K ﹤0.01%
+2,743
1588
$32K ﹤0.01%
4,235
-1,157
1589
$32K ﹤0.01%
1,092
+252
1590
$32K ﹤0.01%
1,908
+1,398
1591
$32K ﹤0.01%
1,331
+1,249
1592
$32K ﹤0.01%
7,827
-92,394
1593
$32K ﹤0.01%
+4,067
1594
$32K ﹤0.01%
335
-1,203
1595
$32K ﹤0.01%
7,866
+2,114
1596
$32K ﹤0.01%
+1,868
1597
$32K ﹤0.01%
3,240
-9,250
1598
$31K ﹤0.01%
1,900
-12,305
1599
$31K ﹤0.01%
430
+251
1600
$31K ﹤0.01%
3,945
+3,645