Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1576
$122K ﹤0.01%
1,084
1577
$122K ﹤0.01%
19,441
+3,699
1578
$122K ﹤0.01%
4,656
+3,209
1579
$122K ﹤0.01%
10,800
+6,296
1580
$122K ﹤0.01%
33,720
-128
1581
$122K ﹤0.01%
43,179
-4,160
1582
$122K ﹤0.01%
9,859
-1,875
1583
$121K ﹤0.01%
1,234
1584
0
1585
$120K ﹤0.01%
4,452
-100
1586
$120K ﹤0.01%
9,958
+500
1587
$120K ﹤0.01%
14,725
-1,200
1588
$119K ﹤0.01%
440
1589
$119K ﹤0.01%
8,779
-100
1590
$118K ﹤0.01%
11,254
1591
$118K ﹤0.01%
2,954
-77
1592
$118K ﹤0.01%
2,353
1593
$118K ﹤0.01%
4,980
+1,300
1594
$117K ﹤0.01%
1,424
1595
$117K ﹤0.01%
2,680
-300
1596
$117K ﹤0.01%
8,209
1597
$117K ﹤0.01%
245
+11
1598
$117K ﹤0.01%
12,453
1599
$116K ﹤0.01%
56
-47
1600
$116K ﹤0.01%
3,699
+11