Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1576
$12K ﹤0.01%
100
1577
$12K ﹤0.01%
1,537
+1,262
1578
$12K ﹤0.01%
+1,764
1579
$12K ﹤0.01%
203
-6,306
1580
$12K ﹤0.01%
450
-5,437
1581
$12K ﹤0.01%
486
+476
1582
$12K ﹤0.01%
+685
1583
$12K ﹤0.01%
+1,212
1584
$12K ﹤0.01%
10,286
+9,407
1585
$12K ﹤0.01%
3,937
+1,793
1586
$12K ﹤0.01%
60
1587
$12K ﹤0.01%
+768
1588
$12K ﹤0.01%
1,187
+574
1589
$12K ﹤0.01%
+8,260
1590
$12K ﹤0.01%
+300
1591
$12K ﹤0.01%
+782
1592
$12K ﹤0.01%
+11,074
1593
$12K ﹤0.01%
1,220
-731
1594
$12K ﹤0.01%
969
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1595
$12K ﹤0.01%
2,371
+1,991
1596
$12K ﹤0.01%
100
-3,672
1597
$12K ﹤0.01%
2,000
1598
$11K ﹤0.01%
2,427
-3,034
1599
$11K ﹤0.01%
+1,470
1600
$11K ﹤0.01%
700
-313,121