Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1576
$13K ﹤0.01%
+5,704
1577
$13K ﹤0.01%
+194
1578
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+332
1579
$13K ﹤0.01%
+86
1580
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120
-12,008
1581
$13K ﹤0.01%
3,883
+2,886
1582
$13K ﹤0.01%
1,002
+980
1583
$13K ﹤0.01%
4
-4
1584
$13K ﹤0.01%
1,927
-9,322
1585
$13K ﹤0.01%
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1586
$13K ﹤0.01%
709
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1587
$13K ﹤0.01%
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1588
$13K ﹤0.01%
+2,761
1589
$13K ﹤0.01%
550
-16,629
1590
$12K ﹤0.01%
+249
1591
$12K ﹤0.01%
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1592
$12K ﹤0.01%
1,026
-1,835
1593
$12K ﹤0.01%
7,206
+6,207
1594
$12K ﹤0.01%
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1595
$12K ﹤0.01%
2,688
-9,922
1596
$12K ﹤0.01%
+433
1597
$12K ﹤0.01%
+7,959
1598
$12K ﹤0.01%
+1,258
1599
$12K ﹤0.01%
+2,826
1600
$12K ﹤0.01%
2,965
-14,511