Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$34K ﹤0.01%
4,779
-28,018
1552
$34K ﹤0.01%
3,257
+1,827
1553
$34K ﹤0.01%
+215
1554
$34K ﹤0.01%
22,105
-44,440
1555
$34K ﹤0.01%
+1,878
1556
$34K ﹤0.01%
13,550
+11,804
1557
$34K ﹤0.01%
516
-222
1558
$34K ﹤0.01%
1,578
+266
1559
$34K ﹤0.01%
3,316
+374
1560
$34K ﹤0.01%
+12,425
1561
$34K ﹤0.01%
+1,666
1562
$34K ﹤0.01%
+6,391
1563
$33K ﹤0.01%
3,628
1564
$33K ﹤0.01%
4,278
+4,000
1565
$33K ﹤0.01%
8,738
-42,698
1566
$33K ﹤0.01%
+1,354
1567
$33K ﹤0.01%
6,433
+6,233
1568
$32K ﹤0.01%
1,126
-1,201
1569
$32K ﹤0.01%
+3,303
1570
$32K ﹤0.01%
819
-1,547
1571
$32K ﹤0.01%
20,919
-14,363
1572
$32K ﹤0.01%
+569
1573
$32K ﹤0.01%
730
+18
1574
$32K ﹤0.01%
611
-11,375
1575
$32K ﹤0.01%
10,121
+1,824