Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$36K ﹤0.01%
+800
1552
$36K ﹤0.01%
460
+409
1553
$36K ﹤0.01%
8,345
+6,777
1554
$35K ﹤0.01%
11,446
-107,923
1555
$35K ﹤0.01%
+938
1556
$35K ﹤0.01%
1,797
-744
1557
$35K ﹤0.01%
1,094
+174
1558
$35K ﹤0.01%
65
-22
1559
$35K ﹤0.01%
+17,793
1560
$35K ﹤0.01%
+1,860
1561
$34K ﹤0.01%
1,739
-1,185
1562
$34K ﹤0.01%
768
-4,950
1563
$34K ﹤0.01%
9
+8
1564
$34K ﹤0.01%
17,190
-12,613
1565
$34K ﹤0.01%
712
+612
1566
$34K ﹤0.01%
432
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1567
$34K ﹤0.01%
5,271
-24,882
1568
$34K ﹤0.01%
2,942
+932
1569
$34K ﹤0.01%
927
+200
1570
$34K ﹤0.01%
3,664
-10,176
1571
$34K ﹤0.01%
+4,021
1572
$34K ﹤0.01%
1,422
+875
1573
$34K ﹤0.01%
5,514
+3,280
1574
$34K ﹤0.01%
+5,056
1575
$34K ﹤0.01%
+2,029