Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.15B
AUM Growth
+$98.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,962
New
Increased
Reduced
Closed

Top Buys

1 +$186M
2 +$86.2M
3 +$56.8M
4
SLV icon
iShares Silver Trust
SLV
+$42.9M
5
AMD icon
Advanced Micro Devices
AMD
+$36.5M

Top Sells

1 +$44.4M
2 +$42.8M
3 +$40.8M
4
SPXL icon
Direxion Daily S&P 500 Bull 3x Shares
SPXL
+$33.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$33M

Sector Composition

1 Technology 23.31%
2 Consumer Discretionary 13.02%
3 Industrials 8.23%
4 Healthcare 7.48%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$73K ﹤0.01%
+1,731
1552
$73K ﹤0.01%
4,795
-8,937
1553
$73K ﹤0.01%
3,212
+3,152
1554
$72K ﹤0.01%
3,460
+3,278
1555
$72K ﹤0.01%
2,614
+1,958
1556
$72K ﹤0.01%
1,971
+1,244
1557
$72K ﹤0.01%
36,642
+17,415
1558
$72K ﹤0.01%
+2,175
1559
$72K ﹤0.01%
+1,010
1560
$71K ﹤0.01%
+2,924
1561
$71K ﹤0.01%
623
-183
1562
$71K ﹤0.01%
25,941
-27,469
1563
$71K ﹤0.01%
755
+406
1564
$71K ﹤0.01%
2,660
+1,243
1565
$71K ﹤0.01%
+3,627
1566
$71K ﹤0.01%
51,607
+26,659
1567
$71K ﹤0.01%
+354
1568
$71K ﹤0.01%
13,361
+7,243
1569
$71K ﹤0.01%
2,285
-19,220
1570
$70K ﹤0.01%
490
-1,080
1571
$70K ﹤0.01%
4,066
-1,087
1572
$70K ﹤0.01%
1,500
-1,382
1573
$70K ﹤0.01%
1,514
-24,894
1574
$70K ﹤0.01%
+1,700
1575
$70K ﹤0.01%
17,314
+14,585