Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$72K ﹤0.01%
+1,564
1552
$72K ﹤0.01%
7,450
+7,242
1553
$72K ﹤0.01%
476
+425
1554
$72K ﹤0.01%
456
-20,226
1555
$71K ﹤0.01%
626
-1,740
1556
$71K ﹤0.01%
+2,003
1557
$71K ﹤0.01%
4,481
-2,112
1558
$71K ﹤0.01%
9,879
+9,847
1559
$71K ﹤0.01%
1,421
+1,292
1560
$71K ﹤0.01%
7,379
-26,894
1561
$71K ﹤0.01%
187
+43
1562
$70K ﹤0.01%
10,613
-37,592
1563
$70K ﹤0.01%
5,854
+3,412
1564
$70K ﹤0.01%
2,919
+2,772
1565
$70K ﹤0.01%
350
1566
$70K ﹤0.01%
2,758
-19,339
1567
$70K ﹤0.01%
1,054
-1,767
1568
$70K ﹤0.01%
2,013
+563
1569
$69K ﹤0.01%
4,978
+227
1570
$69K ﹤0.01%
+2,599
1571
$69K ﹤0.01%
12,496
-50,180
1572
$69K ﹤0.01%
+1,527
1573
$69K ﹤0.01%
275
-824
1574
$69K ﹤0.01%
2,460
-727
1575
$69K ﹤0.01%
47,105
+40,901