Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1551
$14K ﹤0.01%
+591
1552
$13K ﹤0.01%
401
-7,191
1553
$13K ﹤0.01%
+1,008
1554
$13K ﹤0.01%
405
+306
1555
$13K ﹤0.01%
+1,461
1556
$13K ﹤0.01%
100
-94,205
1557
$13K ﹤0.01%
+83
1558
$13K ﹤0.01%
4,345
+1,650
1559
$13K ﹤0.01%
1,301
-3,176
1560
$13K ﹤0.01%
634
+370
1561
$13K ﹤0.01%
163
+160
1562
$13K ﹤0.01%
+243
1563
$13K ﹤0.01%
+265
1564
$13K ﹤0.01%
936
-5,302
1565
$13K ﹤0.01%
9,236
+3,042
1566
$13K ﹤0.01%
+217
1567
$13K ﹤0.01%
1,000
-3,100
1568
$13K ﹤0.01%
6
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1569
$13K ﹤0.01%
+1,304
1570
$13K ﹤0.01%
55
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1571
$13K ﹤0.01%
+460
1572
$13K ﹤0.01%
+2,839
1573
$12K ﹤0.01%
+2,799
1574
$12K ﹤0.01%
+303
1575
$12K ﹤0.01%
+5,586